DFX Intelligence
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Registered advisor
M•••••• A•• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• A•• B••••••••• A•• T•••••••
At current firm
1 y
since Sep 5, 2025
In the industry
51 y
since Jan 1, 1975 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Collegeville, Pa
- A•••••• A••••••• S••••••• formerJul 26, 2003 to Sep 5, 2025 · Collegeville, Pa
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 51derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address