DFX Intelligence
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Registered advisor
R••••• C•••••• F•••••
Feed of 09/14/2026
Also filed as R•••• F••••••••• C• F•••••
At current firm
2 y
since Oct 2, 2023
In the industry
39 y
since May 19, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2023 · Hopwood, Pa
- O•••• W•••••• I••• BD affiliatedSep 12, 2016 to Oct 5, 2023 · Uniontown, Pa
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 5, 2023, registered Oct 2, 2023 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address