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Registered advisor
J••••••••• W•••• B•••••
Feed of 09/15/2026
Also filed as J••••••••• W•••• C••••••••• W•••• C••••••••• C••••
At current firm
21 y
since Nov 5, 2004
In the industry
29 y
since Mar 14, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 5, 2004 · Sag Harbor, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2000 to Nov 8, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 8, 2004, registered Nov 5, 2004 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address