DFX Intelligence
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Registered advisor
R•• R••••• S•••••••
Feed of 09/14/2026
Also filed as R••••• R•• S•••••••
At current firm
20 y
since Jun 9, 2006
In the industry
39 y
since Feb 12, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jun 9, 2006 · West Haven, Ut
- W•••••• • R••• formerJun 4, 1997 to Jun 12, 2006 · Ogden, Ut
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to E•••••••• A•••••••• L••left Jun 12, 2006, registered Jun 9, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address