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Registered advisor
J••••••• M• R•••
Feed of 09/14/2026
Also filed as J••• M•••••• R••••• R• R••••••••• R••••••••• R••••••••• M•••••• R•••
At current firm
0 y
since Apr 2, 2026
In the industry
35 y
since Sep 24, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 2, 2026 · Springfield, Il
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Mar 17, 2026 · Swansea, Il
- P•••• S••••••••• L•• no RAUMApr 14, 2021 to Nov 14, 2024 · Springfield, Il
- U••• B•••••• I••••••••• I••• formerDec 6, 2006 to Feb 16, 2012 · Springfield, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• E••••••••• L•• to L•• F•••••••• L••left Mar 17, 2026, registered Apr 2, 2026 (16 days) · channel change inside one enterprise, not a move
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- U••• B•••••• I••••••••• I••• to P•••• S••••••••• L••left Feb 16, 2012, registered Apr 14, 2021 (3345 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address