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Registered advisor

E•••• L•••• B••••••

U•• F•••••••• S••••••• I•••wirehouseHouston, Tx dual registrantIAPD 1675129
Feed of 09/14/2026
Also filed as E•••• H•••••••••
At current firm
16 y
since Jan 1, 2010
In the industry
39 y
since Jul 23, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • U•• I••••••••• I••• unclassified
    Dec 2, 2009 to Jan 1, 2010 · Houston, Tx
  • U•• I••••••••• I••• unclassified
    Sep 3, 2003 to Jan 23, 2008 · Houston, Tx
  • S••••••• G•••• C•••••• unclassified
    Sep 5, 2002 to Sep 16, 2003 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
  • U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
    left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
  • S••••••• G•••• C•••••• to U•• I••••••••• I•••
    left Sep 16, 2003, registered Sep 3, 2003 (-13 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address