DFX Intelligence
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Registered advisor
E•••• S••••• F••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as E•••• S••••••••• •••• S•••••
At current firm
16 y
since Apr 5, 2010
In the industry
27 y
since Jun 9, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 5, 2010 · Clovis, Ca
- L•• F•••••••• L•• BD affiliatedSep 9, 2009 to Mar 19, 2010 · Fresno, Ca
- O•••• F•• I••• formerNov 23, 1999 to Sep 3, 2009 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 19, 2010, registered Apr 5, 2010 (17 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Sep 3, 2009, registered Sep 9, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address