DFX Intelligence

RIA Intelligence

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Registered advisor

D•••••• A•• C•••••

C•••••• S••••• • C••• I•••national BDIndianapolis, Indual registrantIAPD 1694458
Feed of 09/14/2026
Also filed as D•••••• A•• R••••••••• A•• J••••
At current firm
5 y
since Oct 21, 2020
In the industry
37 y
since Dec 6, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
37derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address