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Registered advisor

J••••• M• S•••••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 1694831

Feed of 09/23/2026

Also filed as J••••• M• C••••••••• M•••• M•••••

At current firm

1 y

since Jul 15, 2025

In the industry

39 y

since Jul 30, 1987 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

3

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jul 15, 2025 · Austin, Tx

L•• F•••••••• L•• BD affiliated
May 9, 2023 to Apr 2, 2025 · Evansville, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 5, 2021 to Apr 20, 2022 · New York, Ny
L•• F•••••••• L•• BD affiliated
Oct 6, 2014 to Apr 22, 2020 · Huntingburg, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 14, 2004 to Oct 2, 2014 · Evansville, In

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
left Apr 2, 2025, registered Jul 15, 2025 (104 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Apr 20, 2022, registered May 9, 2023 (384 days) · Wirehouse to affiliated broker-dealer or bank
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 22, 2020, registered Mar 5, 2021 (317 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Oct 2, 2014, registered Oct 6, 2014 (4 days) · Other

Signals

••• Locked
Sep 22, 2026 · New state registration · fact
••• Locked
Apr 2, 2025 · Advisor changed firm · fact
••• Locked
Apr 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address