DFX Intelligence
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Registered advisor
J•••• M•••••• R•••••••
Feed of 09/14/2026
Also filed as M••• R•••••••
At current firm
4 y
since May 12, 2022
In the industry
37 y
since Dec 9, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 12, 2022 · Fairlawn, Oh
- U•• F•••••••• S••••••• I••• wirehouseJun 28, 2007 to May 23, 2022 · Rocky River, Oh
- R•••••• J•••• • A••••••••• I••• national BDJun 14, 2006 to Jun 27, 2007 · Beachwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left May 23, 2022, registered May 12, 2022 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Jun 27, 2007, registered Jun 28, 2007 (1 day) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMay 23, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address