DFX Intelligence
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Registered advisor
K••• E•••• S••••
Feed of 09/14/2026
At current firm
17 y
since Oct 22, 2008
In the industry
24 y
since Apr 9, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- SEC Investment Advisor Inforeportedcwvinvestmentadvisors.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- C•••••••• W••••••• • V•••••• I•• independent RIA currentsince Oct 22, 2008 · San Diego, Ca
- S•••• A•••• M••••••••• G••••• I••• unclassifiedApr 9, 2002 to Oct 21, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••• A•••• M••••••••• G••••• I••• to C•••••••• W••••••• • V•••••• I••left Oct 21, 2008, registered Oct 22, 2008 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address