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Registered advisor
G••••• B•••• S••••••••
Feed of 09/15/2026
At current firm
9 y
since Mar 25, 2017
In the industry
30 y
since Jun 25, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Iselin, Nj
- M•• F•••••••• S•••••••• I••• formerMay 5, 2010 to Mar 25, 2017 · Short Hills, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 5, 2008 to Apr 30, 2010 · Warren, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 16, 2003 to Mar 28, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 30, 2010, registered May 5, 2010 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Mar 28, 2005, registered Aug 5, 2008 (1226 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address