DFX Intelligence
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Registered advisor
J•••• T••••• A•••••
Feed of 09/14/2026
At current firm
22 y
since Jul 16, 2004
In the industry
31 y
since Oct 17, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••••• C•••••• A•••••••• I••• independent RIA currentsince Jul 16, 2004 · Dublin, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 12, 2002 to Jul 26, 2002 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- B••• O•• S••••••••• C••••••••• to R•••••••• C•••••• A•••••••• I•••left Jul 26, 2002, registered Jul 16, 2004 (721 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address