DFX Intelligence
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Registered advisor
J••• D•••• F•••••
Feed of 09/14/2026
At current firm
17 y
since Sep 1, 2009
In the industry
37 y
since May 18, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 1, 2009 · Atlanta, Ga
- M••••• S•••••• C••••••••• unclassifiedJan 11, 2006 to Sep 2, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 2, 2009, registered Sep 1, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address