DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
I•••• N••••• M••••
Feed of 09/14/2026
At current firm
21 y
since Aug 16, 2005
In the industry
38 y
since Feb 22, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Aug 16, 2005 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedOct 24, 2000 to Aug 23, 2005 · Sherman Oak, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left Aug 23, 2005, registered Aug 16, 2005 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address