DFX Intelligence
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Registered advisor
A••••• P••• F••••••
Feed of 09/14/2026
Also filed as A••• F••••••
At current firm
6 y
since May 7, 2020
In the industry
38 y
since Oct 2, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 7, 2020 · Long Beach, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 17, 2002 to Jul 7, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 7, 2004, registered May 7, 2020 (5783 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address