DFX Intelligence
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J•••••• A••••• L••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Ocean City, Nj IAPD 1752509
Personal Financial Specialist
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 42 y
- Prior registered firms
- 1
- Signals
- 1
since Jan 20, 2023
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 20, 2023 · Naples, Fl
- L•••• F•••••••• G••••• I••• unclassifiedDec 7, 2004 to Apr 25, 2023 · Cherry Hill, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 25, 2023, registered Jan 20, 2023 (-95 days) · Other
Signals
- ••• LockedApr 25, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address