DFX Intelligence
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Registered advisor
G•••••• J•• R•••••••••
Feed of 09/14/2026
Also filed as G•••••• J•• R••••••••
At current firm
3 y
since Sep 30, 2022
In the industry
40 y
since Jun 17, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 30, 2022 · Dublin, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 8, 2009 to Oct 3, 2022 · Columbus, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 7, 1999 to Jun 22, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Oct 3, 2022, registered Sep 30, 2022 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 22, 2009, registered Jun 8, 2009 (-14 days) · Other
Signals
- ••• LockedOct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address