DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since May 27, 2021
In the industry
38 y
since Jul 29, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• institutional currentsince May 27, 2021 · Rochester, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 4, 2009 to Dec 31, 2011 · Rochester, Ny
- G•••••••• F••••••••• I•• unclassifiedNov 20, 2006 to Feb 8, 2008 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••••••••left Dec 31, 2011, registered May 27, 2021 (3435 days) · Other
- G•••••••• F••••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 8, 2008, registered Mar 4, 2009 (390 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address