DFX Intelligence
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Registered advisor
W•••• M•••• D•••••
Feed of 09/14/2026
Also filed as W•••• M•••• B••••••••• M• B••••••••• D•••••
At current firm
12 y
since Dec 16, 2013
In the industry
30 y
since Jul 16, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 16, 2013 · Orlando, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Dec 19, 2013 · Winter Park, Fl
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 13, 2013 · Altamonte Springs, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 20, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 19, 2003 to Aug 8, 2003 · Altamonte Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 19, 2013, registered Dec 16, 2013 (-3 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 20, 2007, registered Feb 13, 2007 (-7 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Aug 8, 2003, registered Jul 10, 2003 (-29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address