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D•••• W••••••• K•••

Registered advisorat E•••••••• A•••••••• L••Dual registrant· New York, Ny IAPD 1852445

Chartered Financial Consultant

At current firm
24 y
since Aug 22, 2002
In the industry
38 y
Prior registered firms
1
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
  • K••• B•••• F•••••••• P•••••••• I••• unclassified
    Jul 31, 2007 to Nov 5, 2014 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
  • K••• B•••• F•••••••• P•••••••• I••• to no registered destination
    left Nov 5, 2014 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
38derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address