DFX Intelligence
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Registered advisor
R•••••• P•••••• C•••••••
Feed of 09/14/2026
At current firm
18 y
since Apr 4, 2008
In the industry
37 y
since Apr 28, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 4, 2008 · Charlotte, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 31, 2001 to Apr 17, 2008 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Apr 17, 2008, registered Apr 4, 2008 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address