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Registered advisor
K•• G•••••••• C••••
Feed of 09/15/2026
Also filed as K•• G•••••••• S••••••••• G•••••••• C••••
At current firm
19 y
since Feb 12, 2007
In the industry
37 y
since Feb 6, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 12, 2007 · Mayfield, Oh
- A• G• E•••••• • S•••• I••• unclassifiedNov 20, 2006 to Nov 28, 2006 · Mentor, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedMay 14, 1999 to Feb 12, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 12, 2007, registered Feb 12, 2007 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to U•• F•••••••• S••••••• I•••left Nov 28, 2006, registered Feb 12, 2007 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address