DFX Intelligence
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Registered advisor
C••••• S•• W•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••• S•• W••••••••• S•• W••••••••• W•••••••••
At current firm
15 y
since Sep 1, 2011
In the industry
37 y
since Nov 21, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 1, 2011 · Atlanta, Ga
- S••••••••• A•••••• A•••••••• I••• formerDec 5, 2003 to Aug 9, 2011 · Atlanta, Ga
- V••••••• I••••••••• A•••••••• I••• unclassifiedApr 16, 2003 to Dec 2, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 9, 2011, registered Sep 1, 2011 (23 days) · Other
- V••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 2, 2003, registered Dec 5, 2003 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address