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Registered advisor
H•••• J••••• P•••
Feed of 09/14/2026
Also filed as H•••• J••••• P•••
At current firm
11 y
since Feb 13, 2015
In the industry
37 y
since Apr 25, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 13, 2015 · Camp Hill, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 14, 2008 to Feb 19, 2015 · Allentown, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Feb 19, 2015, registered Feb 13, 2015 (-6 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address