DFX Intelligence
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Registered advisor
D••••• P•••••••• A••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as D••••• A•• P••••••••
At current firm
1 y
since Feb 20, 2025
In the industry
27 y
since Jan 22, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Belle Chasse, La
- C•••••••• F•••••••• G•••• A••••••• formerSep 26, 2005 to Feb 20, 2025 · Belle Chasse, La
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address