DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• D••••• S••••
Feed of 09/14/2026
Also filed as D•• S••••
At current firm
0 y
since Jan 5, 2026
In the industry
37 y
since May 5, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 5, 2026 · Scottsdale, Az
- A••••••••• T•• • F•••••••• S••••••• I••• unclassifiedOct 5, 2012 to Oct 2, 2025 · Phoenix, Az
- C••••• A•••••• N••••••• L•• formerAug 6, 2002 to Jun 28, 2006 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• T•• • F•••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Oct 2, 2025, registered Jan 5, 2026 (95 days) · Other
- C••••• A•••••• N••••••• L•• to A••••••••• T•• • F•••••••• S••••••• I•••left Jun 28, 2006, registered Oct 5, 2012 (2291 days) · Other
Signals
- ••• LockedOct 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address