DFX Intelligence
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Registered advisor
T••••• P•••••• C•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••••• P• C•••••
At current firm
15 y
since Apr 6, 2011
In the industry
37 y
since Jul 31, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 6, 2011 · Duluth, Ga
- W•••••• • R••• formerNov 30, 1992 to Apr 12, 2011 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Apr 12, 2011, registered Apr 6, 2011 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address