DFX Intelligence
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Registered advisor
J•••• D••• G••••••
Feed of 09/14/2026
Also filed as J•• G••••••••• G••••••
At current firm
1 y
since Oct 28, 2024
In the industry
36 y
since Sep 28, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 28, 2024 · Marshall, Mn
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Oct 29, 2024 · Scottsdale, Az
- A••••••• P••••••••• A•••••••• I•• formerJun 7, 2010 to Oct 11, 2024 · Holbrook, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 29, 2024, registered Oct 28, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address