DFX Intelligence
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Registered advisor
D•••• M• P••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• M• P••••••••• M•••••• P••••••
At current firm
3 y
since Nov 28, 2022
In the industry
34 y
since Feb 1, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 28, 2022 · Boston, Ma
- C•••••• S••••• I••••••••• M••••••••• I•• otherSep 9, 2020 to Mar 1, 2023 · San Francisco, Ca
- C•••••• S••••• I••••••••• A•••••••• I•• formerJul 2, 2019 to Sep 10, 2020 · Boston, Ma
- C•••••• S••••• • C••• I••• national BDOct 18, 2012 to Jul 10, 2019 · Burlington, Ma
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• I••••••••• M••••••••• I•• to C•••••• S••••• • C••• I•••left Mar 1, 2023, registered Nov 28, 2022 (-93 days) · channel change inside one enterprise, not a move
- C•••••• S••••• I••••••••• A•••••••• I•• to C•••••• S••••• I••••••••• M••••••••• I••left Sep 10, 2020, registered Sep 9, 2020 (-1 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••• S••••• • C••• I••• to C•••••• S••••• I••••••••• A•••••••• I••left Jul 10, 2019, registered Jul 2, 2019 (-8 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address