DFX Intelligence
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Registered advisor
B•••• A••• F••••
Feed of 09/14/2026
Also filed as B•••• A• F••••
At current firm
20 y
since Aug 11, 2006
In the industry
36 y
since Dec 21, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 11, 2006 · Lone Tree, Co
- T• A••••••••• I••• formerMay 6, 2004 to Jan 5, 2005 · Scottsdale, Az
- J• I••••••••• M••••••••• L•• state registeredJan 1, 2002 to Nov 24, 2003 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Jan 5, 2005, registered Aug 11, 2006 (583 days) · Other
- J• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 24, 2003, registered May 6, 2004 (164 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address