DFX Intelligence
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Feed of 09/14/2026
Also filed as M••• R•••••••
At current firm
1 y
since Dec 5, 2024
In the industry
36 y
since Jan 26, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Dec 5, 2024 · Ann Arbor, Mi
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJul 20, 2001 to Jan 28, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••• G•••••• S••••••••• I••••••••• to S••left Jan 28, 2008, registered Dec 5, 2024 (6156 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address