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Registered advisor
S•••••• M••• S••••••
Feed of 09/15/2026
Also filed as S•••• M••• S••••••
At current firm
9 y
since Oct 26, 2016
In the industry
36 y
since Apr 3, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Oct 26, 2016 · Brighton, Ma
- C•••••• S••••• • C••• I••• national BDOct 26, 2006 to Mar 4, 2016 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••left Mar 4, 2016, registered Oct 26, 2016 (236 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address