DFX Intelligence
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Registered advisor
S•••••••• T••••••••• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••••••• T• D••••
At current firm
0 y
since Feb 13, 2026
In the industry
42 y
since Sep 1, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 13, 2026 · Arlington, Tx
- A•••••• A••••••• S••••••• formerSep 3, 1999 to Dec 31, 2007 · Ovilla, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Dec 31, 2007, registered Feb 13, 2026 (6619 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address