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Registered advisor
M•••••• J• K••••
Feed of 09/14/2026
Also filed as M•••••• J•••• K••••••••• J• K••••••••• J• J• K••••••••• J• K••••
At current firm
6 y
since Jun 16, 2020
In the industry
36 y
since May 2, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 16, 2020 · Mequon, Wi
- U•• F•••••••• S••••••• I••• wirehouseSep 2, 2011 to Jul 9, 2020 · Brookfield, Wi
- R•••••• J•••• • A••••••••• I••• national BDMay 10, 2010 to Sep 6, 2011 · Mequon, Wi
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 9, 2020, registered Jun 16, 2020 (-23 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Sep 6, 2011, registered Sep 2, 2011 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address