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RIA Intelligence

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Registered advisor

D•••• M•••••• I••••

S•••••• N••••••• • C••••••• I•••••••••national BDDublin, Oh dual registrantIAPD 2073136
Feed of 09/15/2026
At current firm
17 y
since Mar 10, 2009
In the industry
36 y
since Aug 30, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
  • B•••••• W••• • C••• I••• unclassified
    Nov 30, 2005 to Mar 10, 2009 · Marysville, Oh
  • A•••••• I••• unclassified
    Jul 6, 2001 to Dec 21, 2005 · Marysville, Oh
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
36derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address