DFX Intelligence
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Registered advisor
D•••••• L••• I•••••
Feed of 09/14/2026
Also filed as D•••••• L••• H••••••••• L••• H•••••
At current firm
4 y
since Aug 30, 2022
In the industry
35 y
since Oct 1, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• F•••••••• state registered currentsince Aug 30, 2022 · Des Plaines, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 7, 2007 to Aug 22, 2022 · Park Ridge, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to A•••••• F••••••••left Aug 22, 2022, registered Aug 30, 2022 (8 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedAug 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address