DFX Intelligence
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Registered advisor
J••••• J• C•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Aug 13, 2009
In the industry
46 y
since Jan 1, 1980 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 13, 2009 · Glenview, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedApr 26, 2004 to Aug 13, 2009 · Park Ridge, Il
- C•••••• F•••••••• A•••••••• I••• unclassifiedOct 29, 1998 to Dec 31, 2002 · Park Ridge, Il
- C•••••• F•••••••• A•••••••• I••• unclassifiedOct 29, 1998 to Dec 31, 2003
Moves
a registration end followed by a registration begin elsewhere
- W••••••••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 13, 2009, registered Aug 13, 2009 (0 days) · Other
- C•••••• F•••••••• A•••••••• I••• to W••••••••• F•••••••• G••••• I•••left Dec 31, 2003, registered Apr 26, 2004 (117 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address