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Registered advisor

S••••• L• C•••••••

U•• F•••••••• S••••••• I•••wirehousePortland, Medual registrantIAPD 2085436
Feed of 09/14/2026
Also filed as S••••• L• C••••••••• L• C•••••••
At current firm
18 y
since Jun 26, 2008
In the industry
36 y
since Aug 23, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 27, 2008 · Portland, Me
  • M••••• S•••••• D• I••• unclassified
    Aug 1, 2003 to Apr 2, 2007 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
    left Jun 27, 2008, registered Jun 26, 2008 (-1 days) · Other
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
36derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address