DFX Intelligence
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Registered advisor
L••••••• R•••••• F••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedNew Port Richey, Fl dual registrantIAPD 2088195
Feed of 09/15/2026
Also filed as L•••• F••••••
At current firm
17 y
since Jan 22, 2009
In the industry
31 y
since Jun 20, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 22, 2009 · Clearwater, Fl
- C•••••••• F•••••••• G•••• A••••••• formerFeb 3, 1997 to Dec 31, 2008 · New Port Richey, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2008, registered Jan 22, 2009 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address