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J••••• M•••• J•••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Hideout, Ut IAPD 2096206
Chartered Financial Consultant
As of · the IAPD feed; also filed as J•• J•••
- At current firm
- 15 y
- In the industry
- 35 y
- Prior registered firms
- 2
- Signals
- 0
since Feb 11, 2011
As of · the IAPD feed; also filed as J•• J•••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 11, 2011 · Omaha, Ne
- Q•• F•••••••• L•• unclassifiedFeb 4, 2008 to Feb 11, 2011 · Omaha, Ne
- P•••• S••••••••• L•• no RAUMFeb 18, 2003 to Feb 4, 2008 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Q•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 11, 2011, registered Feb 11, 2011 (0 days) · Other
- P•••• S••••••••• L•• to Q•• F•••••••• L••left Feb 4, 2008, registered Feb 4, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address