DFX Intelligence
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Feed of 09/15/2026
Also filed as M••• A• O••••••••
At current firm
13 y
since Nov 14, 2012
In the industry
35 y
since Nov 28, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Nov 14, 2012 · Ann Arbor, Mi
- E•••••••• A•••••••• L•• national BDNov 21, 2011 to Nov 16, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to S••left Nov 16, 2012, registered Nov 14, 2012 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address