DFX Intelligence
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Feed of 09/14/2026
Also filed as R•••• M• R••••••
At current firm
18 y
since Nov 13, 2007
In the industry
35 y
since Dec 28, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Nov 13, 2007 · Ann Arbor, Mi
- R•••••• J•••• • A••••••••• I••• national BDJan 23, 2001 to Nov 8, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S••left Nov 8, 2007, registered Nov 13, 2007 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address