DFX Intelligence
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Registered advisor
K•••••• A••••• F•••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCoeur D' Alene, Iddual registrantIAPD 2123609
Feed of 09/14/2026
At current firm
5 y
since Nov 12, 2020
In the industry
35 y
since Feb 14, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 12, 2020 · Coeur D' Alene, Id
- B••••• I••••••••• A••••••• L•• unclassifiedFeb 13, 2009 to Nov 5, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 14, 1991 to Feb 13, 2009 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 5, 2010, registered Nov 12, 2020 (3660 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left Feb 13, 2009, registered Feb 13, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address