DFX Intelligence
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Registered advisor
J•••• S•••••• B•••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as J•• B•••••
At current firm
17 y
since May 18, 2009
In the industry
35 y
since Mar 7, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 18, 2009 · Laporte, In
- L•• F•••••••• L•• BD affiliatedSep 13, 2004 to May 21, 2009 · Glenview, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 21, 2009, registered May 18, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address