DFX Intelligence
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Registered advisor
N••••• M•••• A•••••••
Feed of 09/14/2026
Also filed as N••••• M•••• A•••••••
At current firm
16 y
since Dec 7, 2009
In the industry
34 y
since May 11, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 7, 2009 · Stamford, Ct
- T• A••••••••• I••• formerJun 3, 2005 to Nov 1, 2005 · Braintree, Ma
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 1, 2005, registered Dec 7, 2009 (1497 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address