DFX Intelligence
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Registered advisor
J•••••• A••••• S••••••••
Personal Financial Specialist
Feed of 09/14/2026
At current firm
10 y
since Apr 19, 2016
In the industry
35 y
since Jun 18, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 19, 2016 · Wheaton, Il
- V••••••• I••••••••• A•••••••• I••• unclassifiedOct 16, 1997 to Nov 25, 2003 · Des Plaines, Il
Moves
a registration end followed by a registration begin elsewhere
- V••••••• I••••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Nov 25, 2003, registered Apr 19, 2016 (4529 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address