DFX Intelligence
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Registered advisor
D•••• A••• B•••
Feed of 09/14/2026
At current firm
9 y
since Nov 15, 2016
In the industry
35 y
since Jun 21, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 15, 2016 · Dushore, Pa
- W•••••• • R••• formerOct 27, 1999 to Apr 6, 2004 · Harrisburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Apr 6, 2004, registered Nov 15, 2016 (4606 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address