DFX Intelligence
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Registered advisor
W•••••• A••••• S•••••
Feed of 09/14/2026
At current firm
8 y
since Jul 16, 2018
In the industry
34 y
since Jan 6, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 16, 2018 · Enola, Pa
- C••••• A•••••• N••••••• L•• formerJan 15, 2008 to Oct 21, 2008 · Mechanicsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Oct 21, 2008, registered Jul 16, 2018 (3555 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address