DFX Intelligence
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Feed of 09/14/2026
At current firm
15 y
since Feb 10, 2011
In the industry
15 y
since Oct 4, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Feb 10, 2011 · Howell, Mi
- P••••• I••••••••• A•••••••• L•• unclassifiedOct 8, 2010 to Apr 15, 2011 · Brighton, Mi
Moves
a registration end followed by a registration begin elsewhere
- P••••• I••••••••• A•••••••• L•• to S••left Apr 15, 2011, registered Feb 10, 2011 (-64 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address